MUFG Union Bank IT SOX Controls Analyst, Associate/AVP in Monterey Park, California

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

Job Summary: Reporting to the Controls Assurance & Advisory (CAA) IT Controls Manager, this position is responsible for updating internal control documentation and assessing the effectiveness of internal controls in financial or regulatory reporting for the Controller’s Department and other business units throughout the bank.

Major Responsibilities:

  • 25% - Documentation of IT controls, process flows, test scripts, narratives, and policies and procedures – works with IT control managers to monitor and assess the internal control over financial or regulatory reporting environment. IT controls documentation includes but is not limited to control descriptions, process flowcharts depicting controls and systems in scope, test attributes to evaluate effectiveness and design of controls, process narratives, and policies and procedures. Controls may include End User Computing (EUC) controls, IT general controls, and SSAE16 (SAS-70) reports.

  • 55% - Execution of test plans in compliance with IT control testing policy including documentation of test results and deficiency assessments. Responsible for conducting walkthroughs, coordinating and executing testing procedures, documenting issues/deficiencies, executing remediation testing, and summarizing overall test results.

  • 20% - Participation in key projects and initiatives, such as providing controls expertise in completing the requirements for new relational data bases; execute testing procedures for key applications to support financial/regulatory reporting, or the like.

  • Requires Bachelor's degree in Accounting or Finance and minimum of 5 years of experience in external audit, internal audit and/or Sarbanes Oxley, or equivalent in the combination of education and experience; internal control testing experience, process mapping and control analysis.

  • Large institutional and/or banking experience, Big Four experience, and CPA or CIA desired.

  • Strong analytical skills and judgment required to assess risks and controls in business processes.

  • Collaborative/ teamwork approach.

  • Comfortable working in fast-paced environment.

  • Ability to handle multiple assignments effectively.

  • Knowledge and experience in applying End User Computing controls for applications, databases, spreadsheets, and models.

  • Strong written and verbal communication skills.

  • Strong Microsoft Word, Visio, Excel, and Adobe Acrobat skills. Working knowledge of Hyperion, PeopleSoft, and OpenPages desired.

/ The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified / .

/ We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category. /

Job: *Finance

Title: IT SOX Controls Analyst, Associate/AVP

Location: CALIFORNIA-Monterey Park

Requisition ID: 10014321-WD